Ensure Compliance with FinSA (FIDLEG/LSFin)

External Asset Managers in Switzerland are underdoing an authorisation process with FINMA until December 2022.

Thereby, their organization needs to comply with a number of requirements for investor protection. By working with lawyers, auditors and clients, WealthArc has built a thorough compliance framework for FinSA. Building on automation and digitalization, WealthArc minimizes manual tasks and centralizes all FinSA workflows on one platform.

Whether you are an organisation of 3 or of 50 people, with WealthArc you can rest assured that your investment process is fully compliant with FinSA.

• Less manual work thanks to the automation of day-to-day compliance processes

• Get rid of paper work – access documents digitally, anywhere, anytime
• Automated compliance controls – effortlessly monitor your investment compliance
• Use digital client questionnaires to automatically determine strategy and risk appetite of your clients.