Ensure Compliance with FinSA (FIDLEG/LSFin)

WealthArc’s purpose is to keep you compliant and give you back time for matters most: your clients and growing your assets.

External Asset Managers in Switzerland are underdoing an authorisation process with FINMA until December 2022.

Thereby, their organization needs to comply with a number of requirements for investor protection. By working with lawyers, auditors and clients, WealthArc has built a thorough compliance framework for FinSA. Building on automation and digitalization, WealthArc minimizes manual tasks and centralizes all FinSA workflows on one platform.

Whether you are an organisation of 3 or of 50 people, with WealthArc you can rest assured that your investment process is fully compliant with FinSA.

So why do Compliance Officers and Auditors like WealthArc?
  • Less manual work thanks to the automation of day-to-day compliance processes

  • Get rid of paper work – access documents digitally, anywhere, anytime
  • Automated compliance controls – effortlessly monitor your investment compliance
  • Use digital client questionnaires to automatically determine strategy and risk appetite of your clients.
Provision of Documents
Freezable notes and documents
Allocation per issuer and instrument
Pre-trade checks and transaction record
Notes for guideline breaches - avaliable soon

Client Segmentation
Key Information Document (KID)
Customisable questionnaires
Rendering of account


There are people behind our technology!

We provide dedicated Customer Support for all our users. Would you like to talk to one of our experts or have free demo session?

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