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WealthArc & Refinitiv Compliance Roadshow | 17th-18th September 2019

On 17th and 18th of September 2019 together with our partner Refinitiv, we organized two special events in Zurich and Geneva to discuss the challenges of Compliance Automation in wealth management industry.

The main focus was to discuss regulations that are coming into force, including FIDLEG and FINIG and explore how innovative technology might help wealth management businesses to handle this upcoming transition.

To make the discussion more interesting we invited guest-speakers from leading RegTech companies: Investment Navigator (Alberto Rama) and Cleversoft (Florian Clever). We were also delighted to listen to one of our client’s (Sebastian Ochałek, Clarus Capital AG) practical thoughts on compliance in Swiss wealth management.

Below please find a video recording from the Zurich event and the full agenda:

  • “Peace of Mind Over Compliance” – Silvan Fornaro, Head of Sales, WealthArc
  • “Practical Thoughts on Compliance, Sebastian Ochalek (Head Legal, Risk & Compliance, Clarus Capital AG)”
  • “The Rise of Auto-Compliance” – Alberto Rama,  Founder & CEO, Investment Navigator
  • “Practical solutions to FIDLEG pre-trade compliance documents” – Florian Clever, Founder and CEO, Cleversoft Group
  • “Innovation in wealth management and new use cases of data in WealthTech and RegTech.” Will Ferrand, Head of Advisory Solutions EMEA, Refinitiv

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